With Democrats at the helm, the U.S. securities regulator is pledging to crack down on companies and funds that mislead...
Securities and Exchange Commission News
The U.S. Securities and Exchange Commission sued two associates of Rudy Giuliani, the former New York City mayor and lawyer...
General Electric said on Tuesday it has received a notice from U.S. Securities and Exchange Commission staff, warning that the...
The U.S. health care system suffers from a lack of transparency. Employers, insurers and individual consumers pay varying prices for...
Allianz said on Wednesday that it was fielding a request for information from the U.S. Securities and Exchange Commission over...
The Securities and Exchange Commission (SEC) has charged insurance company AmTrust Financial Services and Ronald E. Pipoly Jr., its former...
Argo Group International Holdings will pay $900,000 to the Securities and Exchange Commission for failing to fully disclose perks and...
The novel coronavirus outbreak and economic fallout is proving to be a bonanza for whistleblower lawyers as the U.S. securities...
Enforcement activity by the U.S. Securities and Exchange Commission in fiscal 2019 resulted in $4.3 billion in fines and disgorgements,...
The U.S. Securities and Exchange Commission is probing sales and disclosure practices at Valic, a unit of U.S. insurer American...